Topic: Bank Secrecy Act
-
The League’s Customer Identification Program Poster (07/21/03)
Small League CIP Poster (8.5 x 11) (Adobe PDF File) Large League CIP Poster (11 x 17) (Microsoft Word Document) League CIP Poster – text only (Adobe PDF File)
-
OCC: Money Laundering: A Banker’s Guide to Avoiding Problems (December 2002), 35 pp.
This booklet updates and expands upon the Office of the Comptroller of the Currency’s (OCC’s) prior publication, Money Laundering: A Banker’s Guide to Avoiding Problems (second edition June 1993). This […]
-
FinCEN: Interagency Interpretive Guidance on Providing Banking Services to Money Services Businesses Operating in the United States (April 26, 2005)
This FinCEN guidance sets forth the minimum steps that banking organizations should take when providing banking services to money services businesses. Additionally, this guidance provides assistance to banking organizations in […]
-
FinCEN: Frequently Asked Questions Regarding the FinCEN Suspicious Activity Report (SAR)
The frequently asked questions (FAQs) have been provided to assist financial institutions in their use of the FinCEN SAR, which, as of April 1, 2013, is the only acceptable format […]
-
FinCEN: Frequently Asked Questions Regarding the FinCEN Currency Transaction Report (CTR)
The frequently asked questions (FAQs) have been provided to assist financial institutions in their use of the FinCEN CTR, which, as of April 1, 2013, is the only acceptable format […]
-
FinCEN: FIN-2010-G004 – Funds “Travel” Regulations: Questions & Answers (November 9, 2010)
This guidance updates the document “Funds ‘Travel’ Regulations: Questions & Answers” issued in 1997. It includes a parenthetical at the end of each answer indicating the date the answer was […]
-
FinCEN: FIN-2009-G003 – Guidance on Determining Eligibility for Exemption from Currency Transaction Reporting (August 31, 2009)
This guidance provides examples and answers to commonly asked questions regarding the final rule that FinCEN issued in December, 2008, which amended the currency transaction report (CTR) exemption requirements.
-
FinCEN: BSA Regulatory Overview, including BSA Forms and Filing Information
The Financial Crimes Enforcement Network (FinCEN) website provides a BSA regulatory overview and contains links to the BSA forms and filing instructions, including: FinCEN 104 – Currency Transaction Report (CTR) […]
-
FFIEC: Money Laundering Red Flags
These documents list various transactions and activities that may indicate potential money laundering. They can be used in BSA/Anti-Money laundering training to alert credit union staff to examples of suspicious […]
-
FFIEC: Bank Secrecy Act Anti-Money Laundering Examination Manual 2014
This Federal Financial Institutions Examination Council (FFIEC) Bank Secrecy Act (BSA) /Anti-Money Laundering (AML) Examination Manual contains an overview of BSA/AML compliance program requirements, BSA/AML risks and risk management expectations, […]