Topic: Compliance Officers
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0187 BSA: Money Services Businesses
This release applies to all credit unions, both state and federal. It describes federal Bank Secrecy Act requirements for credit unions that serve “money services businesses.
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0185 Credit Union Training Checklist
This release applies to all credit unions, both state and federal. It describes the training topics that are either required or recommended for credit union staff, management, and volunteer officials. […]
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FMS: Financial Institutions Record Retention Manual, 6th Edition
The Financial Institutions Record Retention Manual is an industry standard for credit unions to use as a reference for record retention. Financial Managers Society, Inc
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National Credit Union Administration (NCUA)
Guides, Manuals & Forms Examiner’s Guide Interpretive Ruling /Policy Statements Legal Opinion Letters Letters to CUs Proposed Rules
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Compliance Officer, Sample Job Description (07/08)
The purpose of this model Compliance Officer Position Description is to set forth the standard primary duties and responsibilities of a full –time, dedicated Credit Union Compliance Officer.
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Compliance Officer, Sample Job Description (07/08)
The purpose of this model Compliance Officer Position Description is to set forth the standard primary duties and responsibilities of a full –time, dedicated Credit Union Compliance Officer.
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OCC: Compliance Publications
This website contains links to several Comptrollers’ compliance handbooks.
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OCC: APYWIN Calculation Program
The Windows-based version of the Annual Percentage Yield program is an efficient tool for verifying annual percentage yields pursuant to the Truth in Savings Act (12 U.S.C. 4301 et seq.) […]
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OCC: APRWIN Calculation Program
The Windows-based version of the Annual Percentage Rate program is an efficient tool for verifying annual percentage rates and reimbursement adjustments. This version includes relevant finance charge and APR tolerances […]
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FRB: Consumer Compliance Outlook
Consumer Compliance Outlook is a quarterly Federal Reserve System publication dedicated to consumer compliance issues.